Eagle Alpha rounds up some of the most relevant legal and compliance articles surrounding the alternative data space over the past month.
In April 2022, the SEC released its most recent risk alert highlighting “notable deficiencies” in handling MNPI by investment advisers and other market participants. This session focused on how the SEC’s risk alert impacted the compliance teams and the data acquisition process.
This session provides an overview of the ESG regulatory environment. Cillian Bredin discussed Article 8 (those seeking to promote ESG credentials) and Article 9 funds (those with sustainable goals as their objective) and the upcoming Sustainable Finance Disclosure Regulation (SFDR) requirements.
In this session, we were joined by Nawar Alsaadi, Chief Impact Officer and Portfolio Manager at ScopeFour Capital, David Walsh, Partner at law firm Dillon Eustace, and the Shulte Roth & Zabel team to explore the hot topic.
Eagle Alpha rounds up some of the most relevant legal and compliance articles surrounding the alternative data space over the past month.
On September 22nd, 2022, Eagle Alpha hosted a quarterly webinar for alternative data vendors. Kelly Kosicuisza and Anna-Maleva Otto, from New York law firm SRZ and Sanaea Daruwalla from web scraper Zyte, discussed important topics such as Data Provenance, MNPI, PII and Web Scraping best practices.
In this month’s legal and compliance workshop for September 2022, we were joined by Peter Greene and Ben Kozinn from Schulte Roth & Zabel to discuss the most pertinent legal & compliance news from Q3 2022
Eagle Alpha rounds up some of the most relevant legal and compliance articles surrounding the alternative data space over the past month.
This paper pulls together publicly available data along with insights from vendor interviews and Eagle Alpha’s proprietary articles and webinars.
On this month’s legal workshop, we were joined by Igor Rozenblit, a former SEC examiner who was Co-Head of the Private Funds Unit from 2010 to 2021 and actively took part in alternative data examinations throughout his tenure.
Eagle Alpha rounds up some of the most relevant legal and compliance articles surrounding the alternative data space over the past month.
On this month's legal workshop, we were joined by Peter Greene, Partner at Schulte Roth & Zabel, Jonathan Reiter, Co-Founder of Data Finnovation, and Noriswadi Ismail, Managing Director at Breakwater Solutions.
