This report presents a model compliance process for firms working with alternative data. The best practices we present have been sourced from a combination of Eagle Alpha’s regular legal workshops, engagement with our clients and the wider industry, and desk research.
On this month's legal workshop, we were joined by Peter Greene and Ben Kozinn of Lowenstein Sandler to review the year gone by and the most prominent cases and events from 2021, and to provide some thoughts on what to expect in 2022.
Eagle Alpha rounds up some of the most relevant legal and compliance articles surrounding the alternative data space over the past month.
In this month’s legal and compliance workshop, we were joined by Ben Kozinn of Lowenstein Sandler, Marissa Dong of Junhe Law Offices, and Kendra Schaefer of Trivium China, to discuss the changing regulations in China and how they will be impacting data availability for the global market.
Eagle Alpha rounds up some of the most relevant legal and compliance articles surrounding the alternative data space over the past month.
Following the SEC's ruling on App Annie, we felt it pertinent to speak directly with the SEC in order to further understand the importance of compliance around alternative data and how to best prepare for SEC examinations.
On June 17th, 2021, Senator Kirsten Gillibrand introduced an updated Data Protection Act, while on July 29th, Senators Roger Wicker and Marsha Blackburn reintroduced the Setting an American Framework to Ensure Data Access, Transparency, and Accountability (SAFE DATA) Act.
The settlement stems from alleged misrepresentations that App Annie made in how they handle data from app owners. This app data was from public companies in some instances and so could potentially be considered material non-public information (MNPI).
Eagle Alpha rounds up some of the most relevant legal and compliance articles surrounding the alternative data space over the past month.
In this month’s legal & compliance workshop, Lowenstein Sandler joined us to speak about this quarter’s most pertinent topic in the alternative data industry surrounding mobile app data provider, App Annie, and the SEC’s decision to charge them with securities fraud.
In this month’s legal workshop, Ronan Crosson, Director, Data Strategy and Analytics, was joined by Ben Kozinn and Peter Greene of Lowenstein Sandler to reflect on the past three months and discuss any recent compliance developments within the alternative data space.
In this month’s legal workshop, Ronan Crosson, Director, Data Strategy and Analytics, was joined by Jake Green of Ashurst LLP and Peter Greene of Lowenstein Sandler to discuss recent compliance developments within the alternative data space with a focus on Europe.
